Customer Identification Program

Dedicated to helping our clients achieve their financial goals.

Customer Identification Program

In connection with government efforts to combat funding of terrorism and money laundering activities, federal law requires that we obtain, verify and record information that identifies each person that opens an account. Accordingly, when you open an account, we will ask for your name, address, social security number and date of birth. Our clearing firm, Wells Fargo Clearing Services LLC., will verify this information and report any discrepancies to us. We may also ask for your driver’s license or other identifying documents.